Business Continuity Plan Disclosure

Sutter Securities Incorporated is committed to providing uninterrupted service and support to our clients and customers in the event of an emergency or significant disruption of normal business operations.

Sutter has a Tri-party clearing relationship with Lantern Investments Inc. and Pershing LLC on a fully disclosed basis.

Sutter's business continuity plan is designed to protect client assets. However, it is impossible to anticipate every possible scenario that may result in an emergency or business interruption. Therefore, our plan is subject to change without notice. Any changes will be posted on our website as soon as possible.

The statements contained in this disclosure statement are for informational purposes only. Nothing in this statement constitutes a change in the terms and conditions of any customer agreement or other agreement.