Broker-Dealer

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Registered Broker Dealers

All investment banking services are performed either by Sutter Securities Clearing, LLC or Sutter Securities, Inc. Both are wholly owned subsidiaries of Sutter Securities Group, Inc. and are FINRA/SIPC registered broker dealers.

Sutter Securities, Inc.

Sutter Securities Inc. is a full-service investment banking firm headquartered in San Francisco. The firm was formed in 1992 by senior investment bankers formerly with Bear, Stearns & Co. Inc. and PaineWebber Incorporated. Our senior bankers are dedicated to providing professional assistance to our clients in the areas of public finance, private placements, financial advisory services, securities trading, litigation support, business valuations, mergers and acquisitions, and corporate restructurings.

Sutter Securities Clearing, LLC

Sutter Securities Clearing, LLC facilitates Reg D and Reg A+ offerings and offering deposit accounts. The firm was founded in 2005 and has integrated its unique combination of expertise, regulatory registrations and technological know-how to offer solutions that connect companies and investors in entirely new ways.

Corporate Finance

Our senior bankers are dedicated to providing experienced professional assistance to our clients in the areas of financial advisory services, private placements, mergers and acquisitions, fairness opinions, business valuations and litigation support.

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Corporate Advisory

Our extensive transactional experience enables us to provide advice and assistance to corporate directors and management to carry out their duties to shareholders. Our familiarity with corporate finance and financial markets enables us to bring value to companies and their securities and to defend those valuations in litigation.

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