FINOP for SSC and SSI
Tad Bull joined Sutter Securities Clearing, LLC in 2017 as the Firm’s Financial Operations Principle. Mr. Bull has over 25 years of experience in the brokerage industry. Starting his career in New York City as a founding member of K. Aufhauser & Company. Aufhauser developed the first internet stock trading platform. Mr. Bull established the equity trading desk and held executive management committee positions within the operations and compliance departments. TD Ameritrade Corporation purchased Aufhauser in 1995.
After the completion of the sale of Aufhauser Mr. Bull established RLB Securities, Inc. and Rubicon Consulting Group, LLC both of which are consulting firms specializing in financial and investment banking regulatory compliance.
Mr. Bull holds a Certified Regulatory Compliance Certificate from Georgetown University. Mr. Bull holds FINRA Series 4, 7, 24, 27, 55, 63, and 65 licenses.
Registered with Sutter Securities Clearing, LLC and Sutter Securities, Inc.
